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Records Management – Legislation and Standards

 

Courtesy of Freedigitalphotos.netThe following pieces of legislation all affect the management of the University’s records, and demonstrate the extent to which effective management is vital to ensure compliance with our statutory obligations. Specific details of retention requirements prescribed or recommended by legislation will be incorporated in the University's retention schedules as they are developed.

 

Acts of the UK Parliament

 

1950-1959 

1957 c.31           Occupiers Liability Act 1957

 

1960-1969

1969 c.57           Employers' Liability (Compulsory Insurance) Act 1969

 

1970-1979

1970 c.9             Taxes Management Act 1970

1970 c.41           Equal Pay Act 1970 (superseded by Equality Act 2010)

 

1973 c.52           Prescription and Limitation (Scotland) Act 1973

1974 c.37           Health and Safety at Work etc. Act 1974

1975 c.65           Sex Discrimination Act 1975 (superseded by Equality Act 2010)

1976 c.74           Race Relations Act 1976 (superseded by Equality Act 2010)

1977 c.50           Unfair Contract Terms Act 1977

 

1980-1989

 

1980 c.58           Limitation Act 1980

1988 c.48           Copyright, designs and Patents Act 1988 

 

1990-1999

1990 c.18           Computer Misuse Act 1990

1992 c.4             Social Security Contributions & Benefits Act 1992

1994 c.23           Value Added Tax Act 1994

1994 c.30           Education Act 1994

1995 c.50           Disability Discrimination Act 1995 (superseded by Equality Act 2010)

1998 c.29           Data Protection Act 1998 (superseded by the EU General Data Protection Regulation 2016 and UK Data Protection Act 2018)

1998 c.32           Civil Evidence (Scotland) Act 1988

1998 c.42           Human Rights Act 1998

 

2000-present

2000 c.7             Electronic Communications Act 2000

2000 c.23           Regulation of Investigatory Powers Act 2000

2002 c.22           Employment Act 2002

2006 c.46           Companies Act 2006

2010 c.15           Equality Act 2010

2016 c.24           Finance Act 2016

2018 c.12           Data Protection Act 2018

 

European Regulations

 

2016               Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with regard to the processing of personal data and on the free movement of such data, and repealing Directive 95/46/EC (General Data Protection Regulation)

 

Acts of the Scottish Parliament

 

2002 asp. 13       Freedom of Information (Scotland) Act 2002

2016 asp. 15       Higher Education Governance (Scotland) Act 2016

 

Statutory Instruments of the UK Parliament

 

1970-1979

S.I. 1977 / 500   The Safety Representatives and Safety Committees Regulations

S.I. 1979 / 628   Social Security (Claims and Payments) Regulations

 

1980-1989

S.I. 1981 / 917   The Health and Safety (First Aid) Regulations 1981

S.I. 1982 / 894   The Statutory Sick Pay (General) Regulations 1982

S.I. 1985 / 967   Social Security (Industrial Injuries)(Prescribed Diseases) Regulations

S.I. 1986 / 1960  The Statutory Maternity Pay (General) Regulations 1986

S.I. 1987 / 1680  Consumer Protection Act 1987

S.I. 1989 / 635   The Electricity at Work Regulations 1989

S.I. 1989 / 682   The Health and Safety Information for Employees Regulations

S.I. 1989 / 1790  The Noise at Work Regulations 1989

 

1990-present

S.I. 1991 / 2680 The Public Works Contracts Regulations 1991

S.I. 1991 / 2839 Environmental Protection (Duty of Care) Regulations

S.I. 1992 / 2792 The Health and Safety (Display Screen Equipment) Regulations

S.I. 1992 / 2793 The Manual Handling Operations Regulations

S.I. 1992 / 2932 The Provision and Use of Work Equipment Regulations

S.I. 1992 / 2966 The Personal Protective Equipment at Work Regulations

S.I. 1993 / 744   The Income Tax (Employments) Regulations

S.I. 1993 / 3228 The Public Services Contracts Regulations

S.I. 1994 / 233   The Companies Act 1985 (Bank Accounts) Regulations

S.I. 1995 / 201   The Public Supply Contracts Regulations

S.I. 1995 / 3163 The Reporting of Injuries, Diseases and Dangerous Occurrences Regulations

S.I. 1996 / 341   The Health & Safety (Safety Signs and Signals) Regulations

S.I. 1996 / 972   The Special Waste Regulations

S.I. 1996 / 1513 The Health and Safety (Consultation with Employees) Regulations

S.I. 1997 / 1840 The Fire Precautions (Workplace) Regulations

S.I. 1998 / 1833 The Working Time Regulations

S.I. 1998 / 2306 The Provision and Use of Work Equipment Regulations

S.I. 1998 / 2307 The Lifting Operations and Lifting Equipment Regulations

S.I. 1998 / 2573 The Employers' Liability (Compulsory Insurance) Regulations

S.I. 1999 / 584  The National Minimum Wage Regulations

S.I. 1999 / 3242 The Management of Health & Safety at Work Regulations

S.I. 1999 / 3312 The Maternity & Parental Leave etc. Regulations

S.I. 2002 / 2675 The Control of Asbestos at Work Regulations

S.I. 2002 / 2676 The Control of Lead at Work Regulations

S.I. 2002 / 2677 The Control of Substances Hazardous to Health Regulations

 

Other provisions

 

HMCE 700/21 HM Customs & Excise Notice 700/21: Keeping [VAT] records and accounts

IR CA30  Statutory Sick Pay Manual for employers CA30

 

 

Codes of practice

 

Section 60 Code of Practice: Function under the Act

Section 61 Code of Practice: Records Management

 

Voluntary codes of best practice